James P. Braun, CFP®

Jim Braun


Bachelor of Science – University of Mary


Wife – Kristin
Daughters – Anna & Allison

  • Estate Planning
  • IRA Planning – Traditional, Roth and Rollovers
  • Lump Sum Distributions
  • Retirement Plans
  • Employee Retirement Programs
  • Life Insurance Planning

Professional Credentials:

  • Series 7, 63 and 66 registrations*
  • Life & Health Insurance license
  • 1994 – 1998 – Program Director at Missouri Valley YMCA
  • 1998 – 2017 – Investment Centers of America, Inc.
  • 2017 – Present – LPL Financial
  • 2010 – Completed CFP® certification
  • 2013 – Received AIF®  designation

*Registrations are held through LPL Financial

Special Benefits:

Jim Braun has been in the business since 1998 and has developed the skills and knowledge needed to help a client through all the stages of his/her life. It starts with learning about each individual client’s goals and objectives and putting together a plan that is right for them. Jim will take the time to explain the principles of investing along with the risks associated with those investments in order to allow the client to make an informed decision.

Continuing Education:

As a committed professional with your interests at heart, Jim Braun regularly attends professional seminars and meetings on financial planning, investments, market outlook and every-changing investment products and strategies. His CERTIFIED FINANCIAL PLANNER™ Professional and Accredited Investment Fiduciary designations, along with his life and health insurance licenses and various securities registrations, all mandate a regimen of continuing education. Jim’s commitment to professionalism and integrity are your assurance of receiving the best possible advice.