James P. Braun, CFP®, AIF®

James P. Braun, CFP®, AIF®

James Braun

Education:

  • Bachelor of Science – University of Mary

Family:

  • Wife – Kristin
  • Daughter – Anna and Allison

Services:

  • Estate Planning Strategies
  • IRA Planning – Traditional, Roth and 401(k)
  • Lump Sum Distributions
  • Retirement Plans
  • Employee Retirement Programs
  • Life Insurance Planning

Professional Credentials:

  • Series 7 and 63 registrations*
  • Series 66 registration **
  • Life & Health Insurance license
  • 1994 – 1998 – Program Director at Missouri Valley YMCA
  • 1998 – 2017 – Investment Centers of America, Inc.
  • 2017 – Present – LPL Financial
  • 2010 – Completed CFP® certification
  • 2013 – Received AIF® designation

* Registrations are held through LPL Financial

** Registration held through LPL Financial and Goss Advisors


Special Benefits:

Jim Braun has been in the business since 1998 and has developed the skills and knowledge needed to help a client through all the stages of his/her life. It starts with learning about each individual client’s goals and objectives and putting together a plan that is appropriate for them. Jim will take the time to explain the principles of investing along with the risks associated with those investments in order to allow the client to make an informed decision.


Continuing Education:

As a committed professional with your interests at heart, Jim Braun regularly attends professional seminars and meetings on financial planning, investments, market outlook and every-changing investment products and strategies. His CERTIFIED FINANCIAL PLANNER™ Professional and Accredited Investment Fiduciary designations, along with his life and health insurance licenses and various securities registrations, all mandate a regimen of continuing education. Jim’s commitment to professionalism and integrity show his drive to be a knowledgeable resource to his clients.